Filing Details

Accession Number:
0001179110-14-015553
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-16 20:21:23
Reporting Period:
2014-10-16
Filing Date:
2014-10-16
Accepted Time:
2014-10-16 19:21:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001171 Broadway Financial Corp BYFC Savings Institution, Federally Chartered (6035) 954547287
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208200 A Daniel Medina 5055 Wilshire Boulevard, Suite 500
Los Angeles CA 90036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-16 22,727 $1.10 51,999 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options-right to buy Acquisiton 2009-01-21 1,875 $4.00 1,875 $4.00
Common Stock Common Stock Option-right to buy Acquisiton 2010-01-21 1,250 $6.00 1,250 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,125 2014-01-21 2019-01-21 No 5 A Direct
3,125 2015-01-21 2020-01-21 No 5 A Direct
Footnotes
  1. On September 17, 2014, the stockholders approved a proposal allowing directors and certain executive to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
  2. On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
  3. On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.
  4. These shares are held jointly in trust with spouse.