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Home > Insider Trading > Filing (0001179110-14-015552)

Filing Details

Accession Number:: 0001179110-14-015552
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-16 20:21:11
Reporting Period:: 2014-10-16

Filing Date:: 2014-10-16
Accepted Time:: 2014-10-16 19:21:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001171	Broadway Financial Corp	BYFC	Savings Institution, Federally Chartered (6035)	954547287

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1578226	J Brenda Battey	5055 Wilshire Boulevard, Suite 500 Los Angeles CA 90036	Svp/Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-16	25,000	$1.10	25,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

On September 17, 2014, the stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.