Home > Insider Trading > Filing (0001179110-14-015555)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001171	Broadway Financial Corp	BYFC	Savings Institution, Federally Chartered (6035)	954547287

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1208205	Kellogg Chan	5055 Wilshire Boulevard, Suite 500 Los Angeles CA 90036		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-16	50,000	$1.10	94,033	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option- right to buy	Acquisiton	2009-01-21	1,875	$4.00	1,875	$4.00
Common Stock	Common Stock Option - right to buy	Acquisiton	2010-01-21	1,250	$6.00	1,250	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,125	2014-01-21	2019-02-21	No	5	A	Direct
3,125	2015-01-21	2020-01-21	No	5	A	Direct

Footnotes

On September 17, 2014, the Stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
These shares are held jointly in trust with spouse.
These shares are held directly.
On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.