Filing Details
- Accession Number:
- 0001179110-14-015551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-16 19:20:56
- Reporting Period:
- 2014-10-16
- Filing Date:
- 2014-10-16
- Accepted Time:
- 2014-10-16 19:20:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001171 | Broadway Financial Corp | BYFC | Savings Institution, Federally Chartered (6035) | 954547287 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219803 | Jr C Robert Davidson | 5055 Wilshire Boulevard, Suite 500 Los Angeles CA 90036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-16 | 90,909 | $1.10 | 119,425 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option - right to buy | Acquisiton | 2009-01-21 | 1,875 | $4.00 | 1,875 | $4.00 |
Common Stock | Common Stock Option - right to buy | Disposition | 2010-01-21 | 1,250 | $6.00 | 1,250 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,125 | 2014-01-21 | 2019-01-21 | No | 5 | A | Direct |
3,125 | 2015-01-21 | 2020-01-21 | No | 5 | A | Direct |
Footnotes
- On September 17, 2014, the stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
- These shares are held jointly in trust with spouse.
- These shares are held directly.
- On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
- On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.