Filing Details
- Accession Number:
- 0000277638-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-16 15:31:17
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-16
- Accepted Time:
- 2014-10-16 15:31:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247540 | L Gordon Ober | 1500 North Mantua Street Kent OH 44240 | Vp Recruiting/Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-15 | 1,800 | $27.80 | 133,770 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-15 | 4,648 | $27.80 | 129,122 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-10-15 | 8,000 | $11.25 | 137,122 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-15 | 800 | $16.00 | 137,922 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-15 | 200 | $23.20 | 138,122 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-10-15 | 8,000 | $0.00 | 8,000 | $11.25 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-10-15 | 800 | $0.00 | 800 | $16.00 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-10-15 | 200 | $0.00 | 200 | $23.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-06-05 | 2016-06-05 | No | 4 | M | Direct |
| 200 | 2009-11-02 | 2019-11-02 | No | 4 | M | Direct |
| 800 | 2013-06-24 | 2023-06-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 950 | Indirect | By minor child |
| Common Stock | 950 | Indirect | By son |
| Common Stock | 92,842 | Indirect | By 401(k) Plan |
Footnotes
- This total reflects routine accumulation of 92,841.8590 common shares acquired through the Company's 401(K) benefit plan as of October 15, 2014, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan.
- These options vested and became fully exercisable on 6/5/11.
- These options vested and will become fully exercisable on 11/2/14.
- These options vested and will become fully exercisable on 6/24/18.
Billionaire Hedge Funds
