Filing Details
- Accession Number:
- 0001140361-14-038251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-15 17:19:47
- Reporting Period:
- 2014-10-14
- Filing Date:
- 2014-10-15
- Accepted Time:
- 2014-10-15 17:19:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880266 | Agco Corp | AGCO | Farm Machinery & Equipment (3523) | 581960019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525527 | Mallika Srinivasan | Tractors &Amp; Farm Equipment Ltd Old No. 35 New No. 77, Nungambakkam High Road Chennai K7 600 034 | Yes | No | Yes | No | |
1621526 | Ltd Tractors & Motors Tafe | Old No. 35, New No. 77 Nungambakkam High Road Chennai K7 600 034 | No | No | Yes | No | |
1621553 | Ltd Equipment Farm & Tractors | Old No. 35, New No. 77 Nungambakkam High Road Chennai K7 600 034 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-14 | 52,561 | $43.43 | 7,585,511 | No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
Common Stock | Acquisiton | 2014-10-14 | 60,808 | $44.07 | 7,646,319 | No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
Common Stock | Acquisiton | 2014-10-14 | 900 | $44.66 | 7,647,219 | No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
No | 4 | P | Indirect | By Tractors and Farm Equipment Limited |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,803,321 | Indirect | By TAFE Motors and Tractors Limited |
Common Stock | 6,579 | Direct |
Footnotes
- Shares were purchased pursuant to a Rule 10b5-1 trading plan entered into by Tractors and Farm Equipment Limited ("TAFE") and TAFE Motors and Tractors Limited ("TMTL") on August 29, 2014.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.65 to $43.64. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
- These shares are owned directly by TAFE. Mallika Srinivasan is an officer of TAFE and is a beneficial owner of certain equity securities of TAFE. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of the row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TAFE, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. TMTL also disclaims beneficial ownership of the shares reported in Column 5 of the row, and this report shall not be deemed an admission that TMTL is the beneficial owner of such shares forpurposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.65 to $44.64. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.65 to $44.67. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (5).
- These shares are owned directly by TMTL, which is a wholly owned subsidiary of TAFE. TAFE is an indirect beneficial owner of these shares. Mallika Srinivasan is an officer of TMTL and is a beneficial owner of certain equity securities of TMTL. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of this row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TMTL, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- These shares reflect awards to Mallika Srinivasan for her services as a director of AGCO Corporation under the AGCO Corporation 2006 Long-Term Stock Incentive Plan. TAFE and TMTL disclaim beneficial ownership of the shares reported in Column 5 of this row, and this report shall not be deemed an admission that either TAFE or TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.