Filing Details

Accession Number:
0001209191-14-063155
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-14 19:32:56
Reporting Period:
2014-10-09
Filing Date:
2014-10-14
Accepted Time:
2014-10-14 19:32:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181338 Md A Ross Jaffe 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1201580 D Samuel Colella 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1228684 Phd J William Link 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1266567 G Brian Atwood 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1279592 N Barbara Lubash 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1279660 B Donald Milder 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354131 Versant Venture Capital Ii, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354132 Versant Affiliates Fund Ii-A, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354307 Versant Side Fund Ii, Lp 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
1354727 Versant Ventures Ii Llc 3000 Sand Hill Road, Ste 4-210
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-09 1,756 $20.83 0 No 4 S Indirect By Lubash Moses LLC
Common Stock Disposition 2014-10-09 144 $20.83 0 No 4 S Indirect By Evan Michael Moses Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Lubash Moses LLC
No 4 S Indirect By Evan Michael Moses Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,733 Indirect See Footnote
Common Stock 29,537 Indirect See Footnote
Common Stock 3,306,680 Indirect See Footnote
Common Stock 9,001 Indirect By Atwood Edminster Trust
Common Stock 9,196 Indirect By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
Common Stock 9,051 Indirect By The Jaffe Family Trust
Common Stock 9,051 Indirect By The Link Family Trust
Common Stock 2,688 Indirect By Milder Community Property Trust
Footnotes
  1. Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). Versant Ventures II, LLC ("VV II") serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  2. Shares held by Versant Side Fund II, L.P. ("VSF II"). VV II serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  3. Shares held by Versant Venture Capital II, L.P. ("VVC II"). VV II serves as the sole general partner of VVC II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VVC II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  4. The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  5. The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  6. The shares are held by the The Jaffe Family Trust (the "Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  7. The shares are held by the The Link Family Trust (the "Trust") for the benefit of William J. Link. William J. Link is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  8. The shares are held by the Milder Community Property Trust (the "Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  9. The shares were previously held Lubash Moses LLC for the benefit of Barbara N. Lubash (the "LLC") for the benefit of Barbara N. Lubash. Barbara N. Lubash is a manager of the LLC. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.65 and $21.025 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  10. The shares were previously held by the Evan Michael Moses Trust (the "Trust") for the benefit of Barbara N. Lubash, or one or more of her family members. Barbara N. Lubash is a trustee of the Trust. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.65 and $21.025 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.