Filing Details
- Accession Number:
- 0001181431-14-034254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-14 17:20:41
- Reporting Period:
- 2014-10-13
- Filing Date:
- 2014-10-14
- Accepted Time:
- 2014-10-14 17:20:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576961 | S. Carla Hardy | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-28 | 11,000 | $0.00 | 296,639 | No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
| Common Stock | Disposition | 2014-09-09 | 6,700 | $0.00 | 289,939 | No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
| Common Stock | Disposition | 2014-10-13 | 55,000 | $20.36 | 234,939 | No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
| Common Stock | Disposition | 2014-10-13 | 49,000 | $20.36 | 200,021 | No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
| No | 4 | G | Indirect | By Carla Schulz Hardy Revocable Trust |
| No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
| No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,244 | Direct |
Footnotes
- Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Disposition of 55,000 common shares in Rev. Trust and 49,000 common shares in GRAT pursuant to a Rule 10b5-1 Trading Plan, at average prices of $20.3610 and $20.3595, respectively
Billionaire Hedge Funds
