Filing Details
- Accession Number:
- 0001263987-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-13 10:17:56
- Reporting Period:
- 2010-12-22
- Filing Date:
- 2011-01-13
- Accepted Time:
- 2011-01-13 10:17:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917100 | India Fund Inc | IFN | () | 133749070 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299265 | Platinum Partners Value Arbitrage Fund, Lp | 152 West 57Th Street 4Th Floor New York NY 10019 | No | No | Yes | No | |
1476165 | L.p. Fund Master Opportunity Liquid Partners Platinum | 152 West 57 Street, 4Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-22 | 94,942 | $38.86 | 5,552,309 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-22 | 700,000 | $20.00 | 5,552,309 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2010-12-23 | 85,844 | $39.03 | 5,863,353 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-12-27 | 1,300,000 | $38.90 | 4,732,353 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-27 | 20,500 | $38.82 | 4,583,853 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-27 | 225,200 | $30.00 | 4,583,853 | No | 4 | X | Direct | |
Common Stock | Disposition | 2010-12-28 | 35,870 | $39.10 | 4,547,983 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-28 | 878,700 | $38.70 | 3,669,283 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | X | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Call Option | Disposition | 2010-12-22 | 7,000 | $17.61 | 700,000 | $20.00 |
Common Stock | Call Option | Acquisiton | 2010-12-23 | 2,252 | $9.10 | 225,200 | $30.00 |
Common Stock | Put Option | Disposition | 2010-12-27 | 18,800 | $11.63 | 1,880,000 | $50.00 |
Common Stock | Call Option | Disposition | 2010-12-27 | 2,252 | $9.10 | 225,200 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-20 | 2011-01-21 | No | 4 | X | Direct |
2,252 | 2010-12-20 | 2011-01-21 | No | 4 | P | Direct |
59,457 | 2010-12-20 | 2011-01-21 | No | 4 | S | Direct |
0 | 2010-12-20 | 2011-01-21 | No | 4 | X | Direct |
Footnotes
- Per underlying share of Common Stock