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Home > Insider Trading > Filing (0001179110-14-015391)

Filing Details

Accession Number:: 0001179110-14-015391
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-10 20:42:18
Reporting Period:: 2014-10-08

Filing Date:: 2014-10-10
Accepted Time:: 2014-10-10 19:42:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820027	Ameriprise Financial Inc	AMP	Investment Advice (6282)	133180631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1335388	Carl John Junek	General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474	Exec Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-10-08	1,000	$118.76	23,923	No	4	S	Direct
Common Stock	Disposition	2014-10-09	1,000	$120.24	22,923	No	4	S	Direct
Common Stock	Disposition	2014-10-10	1,036	$117.00	21,887	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	36	Indirect	By 401(k) Plan

Footnotes

Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2014.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of October 8, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.