Filing Details
- Accession Number:
- 0001209191-14-062946
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 18:46:40
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 18:46:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010858 | Fmsa Holdings Inc | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621011 | D. Jenniffer Deckard | 8834 Mayfield Road Chesterland OH 44026 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-08 | 153,000 | $3.57 | 5,066,850 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-10-08 | 74,188 | $1.43 | 5,141,038 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-08 | 34,068 | $15.16 | 5,106,970 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-06-03 | 3,400 | $15.16 | 5,110,370 | No | 4 | P | Direct | |
Common Stock | Disposition | 2014-10-08 | 193,120 | $15.16 | 4,917,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-10-08 | 285,430 | $15.16 | 4,631,820 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-10-08 | 148,138 | $15.16 | 4,483,682 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-10-08 | 148,138 | $15.16 | 4,335,544 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-10-08 | 62,500 | $15.16 | 4,398,044 | No | 4 | P | Direct | |
Restricted Stock Unit | Acquisiton | 2014-10-09 | 4,386 | $0.00 | 4,402,430 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-02 | 153,000 | $0.00 | 153,000 | $3.57 |
Common Stock | Employee stock option (right to buy) | Disposition | 2014-10-02 | 74,188 | $0.00 | 74,188 | $1.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
102,000 | 2020-12-07 | No | 4 | M | Direct | |
333,812 | 2010-08-05 | 2019-10-02 | No | 4 | M | Direct |
Footnotes
- The 3,400 shares were purchased with an agreed upon price of the initial public offering price less the underwriters' commission. As such, there were no profits realized in connection with the matchable sale on October 8, 2014 as those shares were sold for the same price.
- As trustee of the Jenniffer D. Deckard Family Trust U/A/D February 28, 2010
- As trustee of the Abby Jo Deckard Trust
- As trustee of the John Deckard Trust
- The restricted stock units become exercisable on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
- The stock options became exercisable as to: (i) 51,000 of the shares on 12/31/11, (ii) 51,000 of the shares on 12/13/12 and (iii) 51,000 of the shares on 12/31/13. The remaining 102,000 shares will become fully exercisable on 12/07/17, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.