Filing Details
- Accession Number:
- 0001209191-14-062945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 18:42:55
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 18:42:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010858 | Fmsa Holdings Inc | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213724 | L Christopher Nagel | 8834 Mayfield Road Chesterland OH 44026 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-08 | 22,644 | $5.68 | 22,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-08 | 8,058 | $15.16 | 14,586 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-10-08 | 14,586 | $15.16 | 0 | No | 4 | S | Direct | |
Restricted Stock Unit | Acquisiton | 2014-10-09 | 7,276 | $0.00 | 7,276 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock options, right to purchase common shares | Disposition | 2014-10-08 | 22,644 | $0.00 | 22,644 | $5.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
232,356 | 2021-05-31 | No | 4 | M | Direct |
Footnotes
- The restricted stock units vest on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
- The stock options became exercisable as to: (i) 51,000 of the shares on 12/31/11, (ii) 51,000 of the shares on 12/31/12 and (iii) 51,000 on 12/31/13. The remaining 102,000 options will become fully exercisable on 05/31/18, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.