Filing Details
- Accession Number:
- 0001209191-14-062944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 18:41:27
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 18:41:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010858 | Fmsa Holdings Inc | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621012 | T. Van Smith | 8834 Mayfield Road Chesterland OH 44026 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-06 | 15,266 | $11.15 | 585,004 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-20 | 15,300 | $11.15 | 600,304 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-08 | 61,200 | $3.57 | 661,504 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-10-08 | 3,400 | $10.46 | 664,904 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-08 | 15,878 | $15.16 | 649,026 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-10-08 | 78,200 | $15.16 | 570,826 | No | 4 | S | Direct | |
Restricted Stock Unit | Acquisiton | 2014-10-09 | 7,276 | $0.00 | 578,102 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2014-10-08 | 61,200 | $0.00 | 61,200 | $3.57 |
Common Stock | Employee stock option (right to buy) | Disposition | 2014-10-08 | 3,400 | $0.00 | 3,400 | $10.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,200 | 2020-12-07 | No | 4 | M | Direct | |
81,600 | 2023-12-10 | No | 4 | M | Direct |
Footnotes
- Mr. Smith's sale of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30,566 shares of common stock, with Mr. Smith's purchase of 15,266 shares of common stock at a price of $11.15 on May 6, 2014 and 15,300 on May 20. Mr. Smith has agreed to pay to FMSA, upon settlement of the sale, $122,614.61, representing the full amount of the profit realized in connection with the short-swing transaction.
- The restricted stock units vest on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
- The stock options became exercisable as to: (i) 31,280 of the shares on 12/31/11, (ii) 31,280 of the shares on 12/31/12 and (iii) 31,280 on 12/31/13. The remaining 62,560 options will become fully exercisable on 12/7/17, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.
- The stock options became exercisable as to 17,000 of the shares on 12/31/13. The remaining 68,000 options will become fully exercisable on 12/10/20, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.