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Home > Insider Trading > Filing (0001104659-14-071336)

Filing Details

Accession Number:: 0001104659-14-071336
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-10 17:19:57
Reporting Period:: 2014-06-23

Filing Date:: 2014-10-10
Accepted Time:: 2014-10-10 17:19:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1268533	Tortoise Energy Infrastructure Corp	TYG	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
59252	Athene Annuity & Life Assurance Co	400 Brookfield Parkway Greenville SC 29607		No	No	Yes	No
837332	Athene Annuity & Life Co	7700 Mills Civic Parkway West Des Moines IA 50266		No	No	Yes	No
1051717	Athene Usa Corp	7700 Mills Civic Parway West Des Moines IA 50266		No	No	Yes	No
1527469	Ltd Holding Athene	96 Pitts Bay Road Pembroke D0 HM08		No	No	Yes	No
1590625	Athene Annuity & Life Assurance Co Of New York	69 Lydecker Street Nyack NY 10960		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series C Mandatory Redeemable Preferred Stock	Acquisiton	2014-06-23	250,000	$0.00	250,000	No	4	J	Indirect	See footnote
Series D Mandatory Redeemable Preferred Stock	Acquisiton	2014-10-09	480,000	$10.00	480,000	No	4	P	Indirect	See footnote
Series E Mandatory Redeemable Preferred Stock	Acquisiton	2014-10-09	280,000	$10.00	280,000	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

See Exhibit 99.1.