Filing Details
- Accession Number:
- 0001209191-14-062899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 17:02:06
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 17:02:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558604 | Clarissa Cerda | 60 E. Rio Salado Pkwy, Suite 400 Tempe AZ 85281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-08 | 5,000 | $3.00 | 16,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-08 | 5,000 | $15.00 | 11,764 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2014-10-08 | 5,000 | $0.00 | 5,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 154,450 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 sales plan
- 25% of the total number of shares underlying this option vested on January 12, 2010. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the twelfth day of each month thereafter for a period of 36 months.
Billionaire Hedge Funds
