Filing Details
- Accession Number:
- 0000914190-14-000414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 17:40:27
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 16:40:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467401 | R Joseph Dancy | 1007 Beaver Creek Drive Duncanville TX 75137 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-09 | 8,000 | $4.99 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-08 | 16,000 | $5.01 | 42,000 | No | 4 | S | Indirect | As sole owner of general partner of LSGI Technology Venture Fund, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | As sole owner of general partner of LSGI Technology Venture Fund, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,000 | Indirect | Joseph R. Dancy IRA |
| Common Stock | 53,000 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2012-04-26 | 2022-04-26 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2013-04-25 | 2023-04-25 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2014-04-29 | 2024-04-29 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.22 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.11 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therin.
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