Filing Details
- Accession Number:
- 0001596771-14-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 15:11:31
- Reporting Period:
- 2014-10-09
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 15:11:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610092 | Diplomat Pharmacy Inc. | DPLO | Retail-Drug Stores And Proprietary Stores (5912) | 382063100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619008 | A Atheer Kaddis | 4100 S. Saginaw Street Flint MI 48507 | Svp Of Sales & Business Dev | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-09 | 4,000 | $13.00 | 4,000 | No | 4 | P | Indirect | By Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Acquire Common Stock | Acquisiton | 2014-10-09 | 100,000 | $0.00 | 100,000 | $13.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2024-10-09 | No | 4 | A | Direct |
Footnotes
- The shares of common stock were purchased in connection with, and will be issued upon the closing of, the Issuer's initial public offering.
- The stock options were granted in connection with the Issuer's initial public offering.
- The stock options will vest in annual increments of 25% of the option grant beginning on the one-year anniversary of the grant date.