Filing Details
- Accession Number:
- 0001140361-14-037885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-10 14:42:40
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2014-10-10
- Accepted Time:
- 2014-10-10 14:42:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099941 | Mvc Capital Inc. | MVC | () | 943346760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223003 | C Robert Knapp | C/O Mvc Capital, Inc. 287 Bowman Ave., 2Nd Floor Purchase NY 10577 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2014-10-08 | 18,018 | $10.99 | 362,093 | No | 4 | P | Indirect | Footnote |
Common Stock, $.01 Par Value | Acquisiton | 2014-10-09 | 10,000 | $10.98 | 372,093 | No | 4 | P | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Footnote |
No | 4 | P | Indirect | Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 300,765 | Indirect | By Ironsides Holdings |
Footnotes
- Ironsides Holdings LLC is wholly-owned by the Reporting Person.
- The shares are held by a separately managed account and a private fund. The Reporting Person is a Principal of the investment adviser of the separately managed account and a Principal of the general partner and the investment adviser of the private fund. The Reporting Person is also a limited partner in a fund that has an interest in the private fund. The investment adviser has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.