Filing Details
- Accession Number:
- 0001209191-14-062716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-09 18:40:26
- Reporting Period:
- 2014-10-07
- Filing Date:
- 2014-10-09
- Accepted Time:
- 2014-10-09 18:40:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181338 | Md A Ross Jaffe | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1201580 | D Samuel Colella | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1228684 | Phd J William Link | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1266567 | G Brian Atwood | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1279592 | N Barbara Lubash | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1279660 | B Donald Milder | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354131 | Versant Venture Capital Ii, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354132 | Versant Affiliates Fund Ii-A, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354307 | Versant Side Fund Ii, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354727 | Versant Ventures Ii Llc | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-07 | 66,857 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-10-07 | 8,807 | $0.00 | 9,001 | No | 4 | J | Indirect | By Atwood Edminster Trust |
Common Stock | Acquisiton | 2014-10-07 | 8,808 | $0.00 | 9,196 | No | 4 | J | Indirect | By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 |
Common Stock | Acquisiton | 2014-10-07 | 8,808 | $0.00 | 9,051 | No | 4 | J | Indirect | By The Jaffe Family Trust |
Common Stock | Acquisiton | 2014-10-07 | 8,808 | $0.00 | 9,051 | No | 4 | J | Indirect | By The Link Family Trust |
Common Stock | Acquisiton | 2014-10-07 | 2,202 | $0.00 | 2,688 | No | 4 | J | Indirect | By Milder Community Property Trust |
Common Stock | Acquisiton | 2014-10-07 | 8,138 | $0.00 | 8,138 | No | 4 | J | Indirect | By Lubash Moses LLC |
Common Stock | Acquisiton | 2014-10-07 | 669 | $0.00 | 669 | No | 4 | J | Indirect | By Evan Michael Moses Trust |
Common Stock | Disposition | 2014-10-08 | 6,382 | $21.03 | 1,756 | No | 4 | S | Indirect | By Lubash Moses LLC |
Common Stock | Disposition | 2014-10-08 | 525 | $21.03 | 144 | No | 4 | S | Indirect | By Evan Michael Moses Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Atwood Edminster Trust |
No | 4 | J | Indirect | By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 |
No | 4 | J | Indirect | By The Jaffe Family Trust |
No | 4 | J | Indirect | By The Link Family Trust |
No | 4 | J | Indirect | By Milder Community Property Trust |
No | 4 | J | Indirect | By Lubash Moses LLC |
No | 4 | J | Indirect | By Evan Michael Moses Trust |
No | 4 | S | Indirect | By Lubash Moses LLC |
No | 4 | S | Indirect | By Evan Michael Moses Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,733 | Indirect | See Footnote |
Common Stock | 29,537 | Indirect | See Footnote |
Common Stock | 3,306,680 | Indirect | See Footnote |
Footnotes
- Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). Versant Ventures II, LLC ("VV II") serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Shares held by Versant Side Fund II, L.P. ("VSF II"). VV II serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Shares held by Versant Venture Capital II, L.P. ("VVC II"). VV II serves as the sole general partner of VVC II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VVC II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by VV II without consideration to its members.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by the The Jaffe Family Trust (the "Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by the The Link Family Trust (the "Trust") for the benefit of William J. Link. William J. Link is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by the Milder Community Property Trust (the "Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by Lubash Moses LLC (the "LLC") for the benefit of Barbara N. Lubash. Barbara N. Lubash is a manager of the LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VV II. The shares are held by the Evan Michael Moses Trust (the "Trust") for the benefit of Barbara N. Lubash, or one or more of her family members. Barbara N. Lubash is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $21.00 to $21.19 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.