Filing Details
- Accession Number:
- 0001209191-14-062661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-09 16:49:15
- Reporting Period:
- 2014-10-07
- Filing Date:
- 2014-10-09
- Accepted Time:
- 2014-10-09 16:49:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496671 | Calithera Biosciences Inc. | CALA | Pharmaceutical Preparations (2834) | 272366329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270734 | Deepika Pakianathan | C/O Delphi Ventures, 3000 Sand Hill Road, Bldg. 1, Suite 135 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-07 | 1,908,073 | $0.00 | 1,908,073 | No | 4 | C | Indirect | Delphi Ventures VIII, L.P. |
Common Stock | Acquisiton | 2014-10-07 | 18,629 | $0.00 | 18,629 | No | 4 | C | Indirect | Delphi BioInvestments VIII, L.P. |
Common Stock | Acquisiton | 2014-10-07 | 495,165 | $10.00 | 2,403,238 | No | 4 | P | Indirect | Delphi Ventures VIII, L.P. |
Common Stock | Acquisiton | 2014-10-07 | 4,835 | $10.00 | 23,464 | No | 4 | P | Indirect | Delphi BioInvestments VIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Delphi Ventures VIII, L.P. |
No | 4 | C | Indirect | Delphi BioInvestments VIII, L.P. |
No | 4 | P | Indirect | Delphi Ventures VIII, L.P. |
No | 4 | P | Indirect | Delphi BioInvestments VIII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2014-10-07 | 6,808 | $0.00 | 6,808 | $0.00 |
Common Stock | Series A Preferred Stock | Acquisiton | 2014-10-07 | 66 | $0.00 | 66 | $0.00 |
Common Stock | Series B Preferred Stock | Acquisiton | 2014-10-07 | 415,128 | $0.00 | 415,128 | $0.00 |
Common Stock | Series B Preferred Stock | Acquisiton | 2014-10-07 | 4,053 | $0.00 | 4,053 | $0.00 |
Common Stock | Series C Preferred Stock | Acquisiton | 2014-10-07 | 740,312 | $0.00 | 740,312 | $0.00 |
Common Stock | Series C Preferred Stock | Acquisiton | 2014-10-07 | 7,228 | $0.00 | 7,228 | $0.00 |
Common Stock | Series D Preferred Stock | Acquisiton | 2014-10-07 | 745,825 | $0.00 | 745,825 | $0.00 |
Common Stock | Series D Preferred Stock | Acquisiton | 2014-10-07 | 7,282 | $0.00 | 7,282 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The preferred stock automatically converted into Common Stock on a one-for-one basis immediately upon the consummation of Issuer's initial public offering of Common Stock and had no expiration date.
- The securities are directly held as follows: 2,403,238 shares by Delphi Ventures VIII, L.P. ("DV VIII") and 23,464 shares held by Delphi BioInvestments VIII, L.P. ("DBI VIII" and together with DV VIII, the "Delphi VIII Funds"). Delphi Management Partners VIII, L.L.C. ("DMP VIII") is the general partner of each of DV VIII and DBI VIII and may be deemed to have sole voting and dispositive power over the securities held by the Delphi VIII Funds. The Reporting Person is a managing member of DMP VIII and may be deemed to share voting and dispositive power over the securities held by the Delphi VIII Funds. The Reporting Person disclaims beneficial ownership of the securities held by Delphi VIII Funds, except to the extent of any pecuniary interest therein.