Filing Details
- Accession Number:
- 0001209191-14-062654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-09 16:40:06
- Reporting Period:
- 2014-10-07
- Filing Date:
- 2014-10-09
- Accepted Time:
- 2014-10-09 16:40:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496671 | Calithera Biosciences Inc. | CALA | Pharmaceutical Preparations (2834) | 272366329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291804 | Jean George | C/O Advanced Technology Ventures 500 Boylston Street, Suite 1380 Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-07 | 1,810,082 | $0.00 | 1,810,082 | No | 4 | C | Indirect | By Partnership |
Common Stock | Acquisiton | 2014-10-07 | 300,000 | $10.00 | 2,110,082 | No | 4 | P | Indirect | By Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Partnership |
No | 4 | P | Indirect | By Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | SERIES A PREFERRED STOCK | Acquisiton | 2014-10-07 | 9,166 | $0.00 | 9,166 | $0.00 |
Common Stock | SERIES B PREFERRED STOCK | Acquisiton | 2014-10-07 | 419,181 | $0.00 | 419,181 | $0.00 |
Common Stock | SERIES C PREFERRED STOCK | Acquisiton | 2014-10-07 | 747,540 | $0.00 | 747,540 | $0.00 |
Common Stock | SERIES D PREFERRED STOCK | Acquisiton | 2014-10-07 | 634,195 | $0.00 | 634,195 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the consummation of Issuer's initial public offering of Common Stock and had no expiration date.
- ATV Associates VIII, L.L.C. ("ATV A VIII") is the general partner of Advanced Technology Ventures VIII, L.P. ("ATV VIII") and exercises voting and dispositive authority over the shares held by ATV VIII. Jean M. George, a director of the Issuer, is a managing director of ATV A VIII and exercises voting and dispositive decisions of ATV A VIII collectively with each of the four other managing directors. ATV A VIII and each of the managing directors disclaim beneficial ownership of these securities and this report shall not be deemed an admission that they are the beneficial owners of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.