Filing Details
- Accession Number:
- 0001193805-14-001950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-09 11:11:20
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-09
- Accepted Time:
- 2014-10-09 11:11:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438533 | Retrophin Inc. | RTRX | Pharmaceutical Preparations (2834) | 262383102 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525354 | Martin Shkreli | C/O Retrophin, Inc. 777 Third Avenue, 22Nd Floor New York NY 10017 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-01 | 25,000 | $8.11 | 2,962,168 | No | 4 | P | Direct | |
Common Stock | Disposition | 2014-10-01 | 300,000 | $0.01 | 2,662,168 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-10-02 | 332,980 | $0.00 | 2,995,148 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- The reporting person previously agreed to sell 300,000 shares of common stock to an unaffiliated person for a purchase price of $0.01 per share following the occurrence of certain events.
- In November 2012, the reporting person pledged a gift of 66,596 shares of common stock of Retrophin, Inc. (which entity was subsequently acquired by the Issuer) to an unaffiliated third party who was the potential recipient. Such shares were subsequently exchanged for 332,980 shares of common stock of the Issuer in connection with the acquisition of Retrophin, Inc. by the Issuer in December 2012. On October 2, 2014, the reporting person and the potential recipient determined to rescind the gift because the potential recipient declined to accept such pledged shares.