Filing Details
- Accession Number:
- 0001179110-14-015295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-08 20:32:22
- Reporting Period:
- 2014-10-07
- Filing Date:
- 2014-10-08
- Accepted Time:
- 2014-10-08 20:32:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Keurig Green Mountain Inc. | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224778 | D Barbara Carlini | 33 Coffee Lane Waterbury VT 05676 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-07 | 10,125 | $1.75 | 25,796 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-07 | 10,125 | $138.98 | 15,671 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | NQ Stock Options | Disposition | 2014-10-07 | 10,125 | $0.00 | 10,125 | $1.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,375 | 2014-12-14 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2014.
- This transaction was executed in multiple trades at prices ranging from $138.73 to $139.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in four equal annual installments, with the first installment vesting on December 14, 2005, the first anniversary of the grant date.
- 1 for 1.