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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1454189	Auspex Pharmaceuticals Inc.	ASPX	Pharmaceutical Preparations (2834)	954862842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405712	Cmea Ventures Vii Lp	One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129		No	No	Yes	No
1405972	Cmea Ventures Vii (Parallel) Lp	One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-06	41,892	$3.88	3,788,141	No	4	X	Direct
Common Stock	Disposition	2014-10-06	6,931	$23.45	3,781,210	No	4	S	Direct
Common Stock	Acquisiton	2014-10-06	1,074	$3.88	104,682	No	4	X	Indirect	By: CMEA Ventures VII (Parallel) LP
Common Stock	Disposition	2014-10-06	178	$23.45	104,504	No	4	S	Indirect	By: CMEA Ventures VII (Parallel) LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Direct
No	4	S	Direct
No	4	X	Indirect	By: CMEA Ventures VII (Parallel) LP
No	4	S	Indirect	By: CMEA Ventures VII (Parallel) LP

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Disposition	2014-10-06	41,892	$0.00	41,897	$3.88
Common Stock	Warrant (right to buy))	Disposition	2014-10-06	1,074	$0.00	1,074	$3.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-10-09	2014-10-09	No	4	X	Direct
0	2009-10-09	2014-10-09	No	4	X	Indirect

Footnotes

On October 6, 2014, the reporting person exercised a warrant to purchase 41,892 shares of ASPX common stock for $3.879 a share. The reporting person paid the exercise price on a cashless basis, resulting in ASPX's withholding 6,931 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining shares.
On October 6, 2014, the reporting person exercised a warrant to purchase 1,074 shares of ASPX common stock for $3.879 a share. The reporting person paid the exercise price on a cashless basis, resulting in ASPX's withholding 178 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining shares.