Home > Insider Trading > Filing (0001104659-14-070770)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1553588	Sfx Entertainment Inc	SFXE	Services-Amusement & Recreation Services (7900)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
940128	X F Robert Sillerman	430 Park Avenue, Floor 6 New York NY 10022	Ceo And Chairman Of The Board	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-07	75,000	$4.28	26,321,000	No	4	P	Indirect	By Sillerman Investment Company III LLC
Common Stock	Acquisiton	2014-10-08	500,000	$5.00	26,821,000	No	4	P	Indirect	By Sillerman Investment Company III LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Sillerman Investment Company III LLC
No	4	P	Indirect	By Sillerman Investment Company III LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,147,511	Direct
Common Stock	1,333,000	Direct

Footnotes

Mr. Sillerman is the manager and sole member of Sillerman Investment Company III LLC. Mr. Sillerman transferred 26,246,000 shares held personally and through partnerships controlled by him to Sillerman Investment Company III LLC on September 19, 2014 and remains the sole beneficial owner of such shares.
These shares are beneficially owned by Mr. Sillerman pursuant to nominee agreements with various stockholders of the Company (including one partnership controlled by Mr. Sillerman) that named Mr. Sillerman as nominee with respect to such shares. The nominee agreements may be terminated upon the earlier of (i) two business days after delivery by the beneficiary to Mr. Sillerman of written notice to terminate the agreement, or (ii) two business days after delivery by Mr. Sillerman to the beneficiary of his written notice of resignation as nominee.
Includes 100,000 restricted shares that will vest on December 31, 2015, 1,000,000 restricted shares that will vest on February 11, 2016, and 233,000 restricted shares that will vest on October 15, 2016, each subject to accelerated vesting under certain conditions as set forth in Mr. Sillerman's employment agreement.