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Filing Details

Accession Number:: 0001140361-14-037654
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-08 17:17:08
Reporting Period:: 2014-10-08

Filing Date:: 2014-10-08
Accepted Time:: 2014-10-08 16:17:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1557883	Dermira Inc.	DERM	Pharmaceutical Preparations (2834)	273267680

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1288452	Bay City Capital Llc	750 Battery Street Ste 400 San Francisco CA 94111	Yes	No	Yes	No
1401826	Bay City Capital Fund V, L.p.	750 Battery Street Suite 400 San Francisco CA 94111	No	No	Yes	No
1409813	Bay City Capital Fund V Co-Investment Fund, L.p.	750 Battery Street Suite 400 San Francisco CA 94111	No	No	Yes	No
1461543	Bay City Capital Management V Llc	750 Battery Street, Suite 400 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-08	3,356,337	$0.00	3,373,255	No	4	C	Indirect	See footnotes
Common Stock	Acquisiton	2014-10-08	67,820	$16.00	3,441,075	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2014-10-08	63,958	$0.00	64,280	No	4	C	Indirect	See footnotes
Common Stock	Acquisiton	2014-10-08	1,292	$16.00	65,572	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	C	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2014-10-08	2,337,590	$0.00	2,337,590	$0.00
Common Stock	Series A Preferred Stock	Disposition	2014-10-08	44,545	$0.00	44,545	$0.00
Common Stock	Series B Preferred Stock	Disposition	2014-10-08	643,066	$0.00	643,066	$0.00
Common Stock	Series B Preferred Stock	Disposition	2014-10-08	12,254	$0.00	12,254	$0.00
Common Stock	Series C Preferred Stock	Disposition	2014-10-08	375,681	$0.00	375,681	$0.00
Common Stock	Series C Preferred Stock	Disposition	2014-10-08	7,159	$0.00	7,159	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

In connection with the consummation of the Issuer's initial public offering on October 8, 2014, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration. All shares of Common Stock issued upon conversion were aggregated.
Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Fred Craves, a Managing Director of BCC, is a member of the Issuer's Board of Directors.
Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
None.