Filing Details

Accession Number:
0001140361-14-037655
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-08 16:18:03
Reporting Period:
2014-10-08
Filing Date:
2014-10-08
Accepted Time:
2014-10-08 16:18:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1557883 Dermira Inc. DERM Pharmaceutical Preparations (2834) 273267680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1014095 B Fred Craves C/O Dermira, Inc.
2055 Woodside Road
Redwood City CA 94061
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-08 3,356,337 $0.00 3,373,255 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-10-08 67,820 $16.00 3,441,075 No 4 P Indirect See footnote
Common Stock Acquisiton 2014-10-08 63,958 $0.00 64,280 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-10-08 1,292 $16.00 65,572 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-10-08 2,337,590 $0.00 2,337,590 $0.00
Common Stock Series A Preferred Stock Disposition 2014-10-08 44,545 $0.00 44,545 $0.00
Common Stock Series B Preferred Stock Disposition 2014-10-08 643,066 $0.00 643,066 $0.00
Common Stock Series B Preferred Stock Disposition 2014-10-08 12,254 $0.00 12,254 $0.00
Common Stock Series C Preferred Stock Disposition 2014-10-08 375,681 $0.00 375,681 $0.00
Common Stock Series C Preferred Stock Disposition 2014-10-08 7,159 $0.00 7,159 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. In connection with the consummation of the Issuer's initial public offering on October 8, 2014, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration. All shares of Common Stock issued upon conversion were aggregated.
  2. The securities are held directly by Bay City Capital Fund V, L.P. ("Fund V"). Dr. Craves disclaims beneficial ownership over the securities owned by Fund V, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in the securities by virtue of the limited liability company interests he owns in Bay City Capital LLC, which is the manager of Fund V's general partner, Bay City Capital Management V LLC.
  3. The securities are held directly by Bay City Capital Fund V Co-Investment Fund, L.P. ("Co-Investment V"). Dr. Craves disclaims beneficial ownership over the securities owned by Co-Investment V, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in the securities by virtue of the limited liability company interests he owns in Bay City Capital LLC, which is the manager of Co-Investment V's general partner, Bay City Capital Management V LLC.
  4. None.