Filing Details
- Accession Number:
- 0001144204-14-060060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-08 09:36:03
- Reporting Period:
- 2014-10-06
- Filing Date:
- 2014-10-08
- Accepted Time:
- 2014-10-08 09:36:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
95047 | Deer Valley Corp | DVLY | Mobile Homes (2451) | 205256635 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341950 | Vicis Capital, Llc | 445 Park Avenue Suite 1043 New York NY 10022 | No | No | No | Yes | |
1365954 | Fund Master Capital Vicis | 445 Park Avenue Suite 1043 New York NY 10022 | No | No | No | Yes | |
1613782 | John Succo | C/O Vicis Capital, Llc 445 Park Avenue, Suite 1043 New York NY 10022 | No | No | No | Yes | |
1613784 | Sky Lucas | C/O Vicis Capital, Llc 445 Park Avenue, Suite 1043 New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-06 | 12,310,458 | $0.29 | 0 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Vicis Capital Master Fund |
Footnotes
- All of the foregoing represents securities formerly held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore formerly had voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each have been deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares.
- This Form 4 is being filed by each of the Reporting Persons as a result of the disposition of all of the shares of Deer Valley Corporation by Vicis Capital Master Fund to a private purchaser for aggregate consideration of $3,600,000 on October 6, 2014.