Filing Details
- Accession Number:
- 0001209191-14-062392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-07 21:08:50
- Reporting Period:
- 2014-10-03
- Filing Date:
- 2014-10-07
- Accepted Time:
- 2014-10-07 21:08:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590405 | D Michael Perone | C/O Barracuda Networks, Inc. 3175 S. Winchester Blvd. Campbell CA 95008 | Chief Marketing Officer & Evp | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-03 | 17,920 | $27.00 | 5,392,362 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-06 | 1,120 | $27.11 | 5,391,242 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-03 | 3,200 | $27.00 | 261,167 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2014-10-06 | 200 | $27.11 | 260,967 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2014-10-03 | 1,920 | $27.00 | 641,787 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2014-10-06 | 120 | $27.11 | 641,667 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2014-10-03 | 4,000 | $27.00 | 1,315,834 | No | 4 | S | Indirect | By LLC |
| Common Stock | Disposition | 2014-10-06 | 250 | $27.11 | 1,315,584 | No | 4 | S | Indirect | By LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By LLC |
| No | 4 | S | Indirect | By LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 462,744 | Indirect | By Spouse |
| Common Stock | 262,179 | Indirect | By Trust |
| Common Stock | 262,179 | Indirect | By Trust |
| Common Stock | 128,523 | Indirect | By Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to 27.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
- Includes 68,549 shares previously reported as held directly by the Perone 2010 4 Year Plan 3 Trust for which the Reporting Person serves as a trustee which were re-registered, and are now held directly by the Reporting Person, and excludes 20,000 shares which were re-registered and are now held directly by Consulting LLC for which the Reporting Person serves as a trustee the managing member ("Consulting LLC").
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.25, inclusive.
- Excludes 128,523 shares previously reported as held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee (the "2010 Irrevocable Trust") which were re-registered, and are now held directly by the Perone Family 2010 Irrevocable Trust - Exempt, dated June 29, 2010 for which the Reporting Person serves as a trustee (the "2010 Irrevocable Trust - Exempt").
- The shares are held directly by the Perone Family 2010 Irrevocable Trust.
- The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- Includes 20,000 shares previously reported as held directly by the Reporting Person which were re-registered, and are now held directly by the Consulting LLC.
- The shares are held directly Consulting2 LLC.
- Includes 68,549 shares previously reported as held directly by the Perone 2010 4 Year Plan 9 Trust for which the Reporting Person serves as a trustee (the "4 Year Plan 9 Trust") which were re-registered, and are now helddirectly by the Reporting Person's spouse.
- Excludes 68,549 shares previously reported as held directly by the Perone 2010 4 Year Plan 3 Trust for which the Reporting Person serves as a trustee (the "4 Year Plan 3 Trust") which were re-registered, and are nowheld directly by the Reporting Person.
- The shares are held directly by the 2010 Four 4 Year Plan 3 Trust.
- Excludes 68,549 shares previously reported as held directly by the Perone 2010 4 Year Plan 9 Trust for which the Reporting Person serves as a trustee which were re-registered, and are now held directly by the Reporting Person's spouse.
- The shares are held directly by the 2010 Four 4 Year Plan 9.
- The reported shares were previously reported as held directly by the 2010 Irrevocable Trust which were re-registered, and are now held directly by the 2010 Irrevocable Trust - Exempt.
- The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt, dated June 29, 2010 for which the Reporting Person serves as a trustee
Billionaire Hedge Funds
