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Filing Details

Accession Number:: 0001144204-14-060027
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-07 21:07:22
Reporting Period:: 2014-10-02

Filing Date:: 2014-10-07
Accepted Time:: 2014-10-07 21:07:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1297704	Oha Investment Corp	OHAI	()	201371499

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1013025	R Glenn August	C/O Oha Investment Corporation 1114 Avenue Of The Americas, 27Th Floor New York NY 10036		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-02	12,800	$6.42	130,034	No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
Common Stock	Acquisiton	2014-10-03	10,000	$6.35	140,034	No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
Common Stock	Acquisiton	2014-10-06	13,100	$6.21	153,134	No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
Common Stock	Acquisiton	2014-10-07	14,600	$6.27	167,734	No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC
No	4	P	Indirect	By man. mem. of OHA Partner Global Co-Investment, LLC, the man. mem. of OHA BDC Investor, LLC

Footnotes

The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $6.25 to $6.91 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
As managing member of OHA Partner Global Co-Investment, LLC, which serves as the managing member of OHA BDC Investor, LLC, the Reporting Person may be deemed to beneficially own the shares of the Issuer held by OHA BDC Investor, LLC.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $6.21 to $6.45 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $6.14 to $6.32 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $6.14 to $6.33 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.