Home > Insider Trading > Filing (0001209191-14-062354)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	Services-Computer Processing & Data Preparation (7374)	943394123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604097	Michael Burkland	C/O Five9, Inc., Bishop Ranch 8 4000 Executive Parkway, Suite 400 San Ramon CA 94583	Ceo, President And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-03	6,000	$0.12	909,500	No	4	M	Direct
Common Stock	Disposition	2014-10-03	6,000	$0.00	903,500	No	5	G	Direct
Common Stock	Acquisiton	2014-10-03	6,000	$0.00	6,000	No	5	G	Indirect	By The Burkland Family Revocable Trust
Common Stock	Disposition	2014-10-03	6,000	$5.99	0	No	4	S	Indirect	By The Burkland Family Revocable Trust
Common Stock	Acquisiton	2014-10-06	6,453	$0.12	909,953	No	4	M	Direct
Common Stock	Disposition	2014-10-06	6,453	$0.00	903,500	No	5	G	Direct
Common Stock	Acquisiton	2014-10-06	6,453	$0.00	6,453	No	5	G	Indirect	By The Burkland Family Revocable Trust
Common Stock	Disposition	2014-10-06	6,453	$5.95	0	No	4	S	Indirect	By The Burkland Family Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	5	G	Direct
No	5	G	Indirect	By The Burkland Family Revocable Trust
No	4	S	Indirect	By The Burkland Family Revocable Trust
No	4	M	Direct
No	5	G	Direct
No	5	G	Indirect	By The Burkland Family Revocable Trust
No	4	S	Indirect	By The Burkland Family Revocable Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-10-03	6,000	$0.00	6,000	$0.12
Common Stock	Stock Option (right to buy)	Disposition	2014-10-06	6,453	$0.00	6,453	$0.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
833,692		2018-05-20	No	4	M	Direct
827,239		2018-05-20	No	4	M	Direct

Footnotes

The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's children.
These securities are held in a trust for the benefit of the reporting person's children, who share the reporting person's household. The reporting person and his spouse are co-trustees of the trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
The original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.