Filing Details
- Accession Number:
- 0001181431-14-033893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-07 18:22:16
- Reporting Period:
- 2014-10-03
- Filing Date:
- 2014-10-07
- Accepted Time:
- 2014-10-07 17:22:16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301456 | T James Prokopanko | C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-03 | 43,130 | $15.45 | 226,960 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2014-10-03 | 17,986 | $20.70 | 244,946 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2014-10-03 | 61,116 | $42.51 | 183,830 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-10-03 | 43,130 | $0.00 | 43,130 | $15.45 |
Common Stock | Stock Option (Right to Buy | Disposition | 2014-10-03 | 17,986 | $0.00 | 17,986 | $20.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
86,258 | 2016-08-04 | No | 4 | M | Indirect | |
35,971 | 2017-02-01 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $40.03 | 2017-08-02 | 83,433 | 83,433 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $127.21 | 2018-07-31 | 23,409 | 23,409 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $52.72 | 2019-07-27 | 48,077 | 48,077 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $44.93 | 2020-07-27 | 79,011 | 79,011 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $70.62 | 2021-07-21 | 47,373 | 47,373 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $57.62 | 2022-07-19 | 77,214 | 77,214 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2015-07-19 | 30,661 | 30,661 | Direct | |
Common Stock | Stock Option (Right to Buy) | $54.03 | 2023-07-18 | 83,649 | 83,649 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2016-07-18 | 32,698 | 32,698 | Direct | |
Common Stock | Stock Option (Right to Buy) | $49.73 | 2024-03-07 | 94,022 | 94,022 | Indirect | |
Common Stock | Restricted Stock Units | $0.00 | 2017-03-07 | 35,525 | 35,525 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-08-02 | 83,433 | 83,433 | Indirect |
2018-07-31 | 23,409 | 23,409 | Indirect |
2019-07-27 | 48,077 | 48,077 | Indirect |
2020-07-27 | 79,011 | 79,011 | Indirect |
2021-07-21 | 47,373 | 47,373 | Indirect |
2022-07-19 | 77,214 | 77,214 | Indirect |
30,661 | 30,661 | Direct | |
2023-07-18 | 83,649 | 83,649 | Indirect |
32,698 | 32,698 | Direct | |
2024-03-07 | 94,022 | 94,022 | Indirect |
35,525 | 35,525 | Direct |
Footnotes
- One-for-One
- Not Applicable
- This Stock Option is 100% exercisable.
- Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.