Filing Details
- Accession Number:
- 0001217455-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 17:28:42
- Reporting Period:
- 2011-01-11
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 17:28:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217455 | G Robert Obrien | 50 Public Square, Suite 1100 Cleveland OH 44113 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-01-11 | 43,200 | $14.27 | 61,997 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-01-11 | 43,200 | $16.58 | 18,797 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | 2001 Stock Option Grant (right to buy) | Disposition | 2011-01-11 | 43,200 | $0.00 | 43,200 | $14.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-03-08 | 2011-03-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 146,941 | Indirect | See footnote |
Class A Common Stock | 10,000 | Direct | |
Class A Common Stock | 14,470 | Direct | |
Class A Common Stock | 44,656 | Direct | |
Class A Common Stock | 61,044 | Direct | |
Class A Common Stock | 2,300 | Indirect | See footnote |
Class A Common Stock | 2,316 | Indirect | See footnote |
Class A Common Stock | 2,316 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2003 Stock Option Grant (right to buy) | $15.50 | 2005-03-17 | 2013-03-17 | 43,200 | 43,200 | Direct |
Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 25,200 | 25,200 | Direct |
Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 25,200 | 25,200 | Direct |
Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 25,200 | 25,200 | Direct |
Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 28,059 | 28,059 | Direct |
Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2011-04-21 | 2019-04-21 | 14,030 | 14,030 | Direct |
Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2012-04-14 | 2020-04-14 | 36,035 | 36,035 | Direct |
Class A Common Stock | 2008 Performance Shares | $0.00 | 2012-01-31 | 1988-08-08 | 31,335 | 31,335 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-03-17 | 43,200 | 43,200 | Direct |
2015-04-06 | 25,200 | 25,200 | Direct |
2016-04-04 | 25,200 | 25,200 | Direct |
2017-03-29 | 25,200 | 25,200 | Direct |
2018-06-18 | 28,059 | 28,059 | Direct |
2019-04-21 | 14,030 | 14,030 | Direct |
2020-04-14 | 36,035 | 36,035 | Direct |
1988-08-08 | 31,335 | 31,335 | Direct |
Footnotes
- 2008 GRAT for Robert G. O'Brien.
- 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/29/2010; and 50% vest on 3/29/2011.
- 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
- 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
- 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
- Shares held by Robert L. O'Brien, son - Indirect
- Shares held by Kathleen G. O'Brien, daughter - Indirect
- Shares held by Sara F. O'Brien, daughter - Indirect
- Shares are held by Robert & Ann (wife) O'Brien in a street account. The price $16.5762 represents a weighed average of sales prices ranging from $16.53 per share to $16.68 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- 2001 Stock Option Grant - 25% exercisable 3/8/2003; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005.
- 2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.