Filing Details
- Accession Number:
- 0001209191-14-062231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-06 21:21:13
- Reporting Period:
- 2014-10-02
- Filing Date:
- 2014-10-06
- Accepted Time:
- 2014-10-06 21:21:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356974 | P L Partners Capital Coliseum | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | No | No | |
1409585 | Coliseum Capital, Llc | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | No | No | |
1409751 | Coliseum Capital Management, Llc | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | No | No | |
1430708 | S Christopher Shackelton | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | No | No | |
1454123 | Adam Gray | Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-02 | 375,000 | $20.97 | 2,093,334 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- See Joint Filer Information on Exhibit 99.1 for information with respect to the nature of Coliseum Capital Management, LLC's indirect ownership and details regarding the transactions reported herein and the nature of the beneficial ownership of the reporting persons.