Filing Details
- Accession Number:
- 0001209191-14-062222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-06 19:51:08
- Reporting Period:
- 2014-10-02
- Filing Date:
- 2014-10-06
- Accepted Time:
- 2014-10-06 19:51:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458693 | A Matthew Drapkin | 500 Crescent Court, Suite 230 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-02 | 20,762 | $6.77 | 2,163,115 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2014-10-03 | 14,903 | $6.84 | 2,178,018 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2014-10-06 | 21,200 | $6.96 | 2,199,218 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- Represents common stock ("Common Stock"), par value $0.001 per share, of Intevac, Inc. (the "Issuer") purchased pursuant to a 10b5-1 plan.
- Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,605,615 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (251,167 shares) andCommon Stock directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (342,436 shares). (continued inFootnote 3).
- Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Drapkin is a limited partner),and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P, and the investment manager of the Managed Account. Mr. Drapkin disclaims beneficialownership in such Common Stock except to the extent of his pecuniary interest therein.