Filing Details
- Accession Number:
- 0001209191-14-062109
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-06 16:19:39
- Reporting Period:
- 2013-04-24
- Filing Date:
- 2014-10-06
- Accepted Time:
- 2014-10-06 16:19:39
- Original Submission Date:
- 2013-04-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037760 | Cepheid | CPHD | Laboratory Analytical Instruments (3826) | 770441625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187325 | L Thomas Gutshall | C/O Cepheid 904 Caribbean Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-24 | 3,000 | $38.00 | 397,800 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2013-04-24 | 867 | $0.00 | 89,992 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-21 | 13,500 | $0.00 | 384,300 | No | 5 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | M | Direct | |
No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-04-24 | 867 | $0.00 | 867 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2011.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $37.81 to $38.1283 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- All shares are held by the Gutshall Family Trust DTD 3-7-1990, of which the Reporting Person is a co-trustee.
- Vesting of restricted stock units ("RSUs") granted to the Reporting Person on April 24, 2012.
- Amount originally reported as 1,050 shares. The correct amount is 867 shares.
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- 100% of the RSUs vest on the one-year anniversary of the grant date, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.