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Home > Insider Trading > Filing (0001532199-14-000008)

Filing Details

Accession Number:: 0001532199-14-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-06 16:04:32
Reporting Period:: 2014-09-29

Filing Date:: 2014-10-06
Accepted Time:: 2014-10-06 16:04:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1572552	Asterias Biotherapeutics Inc.	ASTY	Biological Products, (No Disgnostic Substances) (2836)	461047971

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1469954	Scarsdale Equities Llc	10 Rockefeller Plaza Suite 720 New York NY 10020		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series A Common Stock, $0.0001 Par Value	Acquisiton	2014-09-29	10,000	$5.73	836,000	No	4	P	Indirect	By managed accounts
Series A Common Stock, $0.0001 Par Value	Acquisiton	2014-10-01	50,000	$5.97	886,000	No	4	P	Indirect	By managed accounts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By managed accounts
No	4	P	Indirect	By managed accounts

Footnotes

These securities are held by managed accounts, over which Scarsdale Equities LLC holds discretionary trading authority and, as a result, may be deemed to be a beneficial owner of these securities. Scarsdale Equities LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest thereof.