Filing Details
- Accession Number:
- 0000072333-14-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-06 14:18:17
- Reporting Period:
- 2014-10-03
- Filing Date:
- 2014-10-06
- Accepted Time:
- 2014-10-06 14:18:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233866 | Robert Sari | C/O Nordstrom, Inc. 1700 7Th Avenue Seattle WA 98101 | Exec. Vp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-03 | 1,000 | $36.94 | 8,379 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-03 | 5,000 | $45.49 | 13,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-03 | 6,000 | $70.00 | 7,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-03 | 1,000 | $0.00 | 1,000 | $36.94 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-03 | 5,000 | $0.00 | 5,000 | $45.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,069 | 2020-02-26 | No | 4 | M | Direct | |
| 13,458 | 2021-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,620 | Indirect | By 401(k) Plan, per Plan statement dated 8/31/2014. |
Footnotes
- The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan dated 9/9/2014.
- Exercisable in four equal annual installments commencing on 2/26/2011.
- Exercisable in four equal annual installments commencing on 2/25/2012.
Billionaire Hedge Funds
