Filing Details
- Accession Number:
- 0001509432-14-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 20:43:14
- Reporting Period:
- 2014-10-03
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 20:43:14
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561233 | E Paul Scola | 1 Market Plaza, Steuart Tower, Suite 800 San Francisco CA 94105 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-03 | 1,100 | $4.96 | 1,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-03 | 1,100 | $14.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-03 | 1,100 | $0.00 | 1,100 | $4.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,011 | 2011-10-11 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- The transactions reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 27, 2014 and modified on August 28, 2014.
- The option representing the right to purchase a total of 216,111 shares vests as follows: 1/4th of the shares subject to the option vest on October 11, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
Billionaire Hedge Funds
