Filing Details
- Accession Number:
- 0001209191-14-061956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 19:41:39
- Reporting Period:
- 2014-10-02
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 19:41:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876378 | Transenterix Inc. | TRXC | Surgical & Medical Instruments & Apparatus (3841) | 112962080 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246530 | P Joseph Slattery | C/O Transenterix, Inc. 635 Davis Drive, Suite 300 Morrisville NC 27560 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-02 | 66,666 | $0.00 | 116,666 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-02 | 33,000 | $4.19 | 83,666 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-10-02 | 66,666 | $0.00 | 66,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
133,334 | No | 4 | M | Direct |
Footnotes
- Reflects a five-for-one reverse stock split effected March 31, 2014.
- The transaction occurred pursuant to a written trading plan dated August 11, 2014 meeting the requirements of Rule 10b5-1(c).
- Each restricted stock unit represents a right to receive one share of TransEnterix, Inc. common stock.
- The restricted stock units vest in three equal annual installments beginning October 2, 2014, subject to certain acceleration provisions following an involuntary termination from employment of the Reporting Person within 12 months following a change of control.