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Home > Insider Trading > Filing (0001225208-14-021191)

Filing Details

Accession Number:: 0001225208-14-021191
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-03 19:00:47
Reporting Period:: 2014-10-01

Filing Date:: 2014-10-03
Accepted Time:: 2014-10-03 19:00:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1183765	Threshold Pharmaceuticals Inc	THLD	Pharmaceutical Preparations (2834)	943409596

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
879051	Ventures Hill Sutter	755 Page Mill Rd Suite A200 Palo Alto CA 94304		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-01	417,050	$2.05	4,942,055	No	4	X	Direct
Common Stock	Disposition	2014-10-01	226,657	$3.77	4,715,398	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant	Disposition	2014-10-01	417,050	$0.00	417,050	$2.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-10-05	2014-10-05	No	4	X	Direct

Footnotes

On October 1, 2014, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $2.05 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares disposed of in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.