Filing Details

Accession Number:
0001209191-14-061940
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 18:56:33
Reporting Period:
2014-10-01
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 18:56:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592730 Timothy Petersen 303 Detroit Street, Suite 301
Ann Arbor MI 48104
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-01 5,816 $20.61 257,782 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-01 3,877 $20.61 171,850 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-01 26,299 $20.61 1,169,691 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-01 6,153 $20.61 274,115 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-02 3,394 $20.91 254,388 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-02 2,263 $20.91 169,587 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-02 15,349 $20.91 1,154,342 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-02 3,591 $20.91 270,524 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-03 4,369 $21.52 250,019 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-03 2,913 $21.52 166,674 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-03 19,754 $21.52 1,134,588 No 4 S Indirect see footnote
Common Stock Disposition 2014-10-03 4,622 $21.52 265,902 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2014.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.500 to $20.7500 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  4. These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  5. These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  6. These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  7. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.700 to $21.135 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $21.0300 to $26.6750 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.