Filing Details
- Accession Number:
- 0001254639-14-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 19:29:36
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 18:29:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929351 | Lions Gate Entertainment Corp | LGF | Services-Motion Picture & Video Tape Production (7812) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558979 | Brian Goldsmith | Lions Gate Entertainment Corp. 2700 Colorado Avenue Santa Monica CA 90292 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2014-10-01 | 24,939 | $32.08 | 100,994 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-10-01 | 61 | $32.81 | 100,933 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-10-03 | 12,688 | $32.53 | 88,245 | No | 4 | F | Direct | |
Common Shares | Acquisiton | 2014-10-03 | 25,000 | $0.00 | 113,245 | No | 4 | A | Direct | |
Common Shares | Disposition | 2014-10-03 | 13,045 | $32.87 | 100,200 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Non-qualified stock option (right to buy) | Acquisiton | 2014-10-03 | 41,667 | $0.00 | 41,667 | $15.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,667 | 2014-10-03 | 2022-10-03 | No | 4 | A | Direct |
Footnotes
- Automatic sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2014 and disclosed by the Issuer on Form 8-K.
- The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 to $32.70. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC Staff, the Issuer or a security holder of the Issuer.
- Amount includes 50,000 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in two equal annual installments on October 3, 2014 and September 30, 2015.
- The price reported in an weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $32.82. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC Staff, the Issuer or a security holder of the Issuer.
- Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 25,000 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Incentive Plan and the Issuer's policies, 12,688 were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person.
- Amount includes 25,000 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on September 30, 2015.
- Shares issued upon vesting of restricted share performance units granted by the Issuer pursuant to the terms of an employment agreement with the reporting person, which are payable in an equal number of common shares of the Issuer.
- Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 25,000 restricted share performance units. The grant of the 25,000 restricted share performance units is reported herein and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 13,045 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person.
- On October 3, 2014, the reporting person vested in performance options as to 41,667 shares, as certain performance criteria for such year and tranche of vesting were met.