Filing Details

Accession Number:
0001179110-14-015079
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 17:56:09
Reporting Period:
2014-10-01
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 17:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232019 Penny Herscher 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-01 13,418 $0.00 13,418 No 4 A Direct
Common Stock Disposition 2014-10-03 8,265 $12.21 49,064 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,329 Indirect See Footnote
Footnotes
  1. Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
  2. All of the restricted stock units will vest on October 1, 2015.
  3. Excludes 16,530 restricted stock units vested and issued on October 1, 2014 that are now held in the 2011 Herscher Family Trust for which the Reporting Person serves as a trustee.
  4. Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
  5. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 3, 2014.
  6. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.01 to $12.33. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.