Filing Details
- Accession Number:
- 0001181431-14-033535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 16:26:44
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 16:26:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543879 | Jeff Loebbaka | C/O Enphase Energy, Inc. 1420 N. Mcdowell Blvd. Petaluma CA 94954 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-01 | 5,320 | $1.63 | 93,445 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-01 | 5,320 | $15.00 | 88,125 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-10-01 | 4,892 | $1.63 | 93,017 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-01 | 4,892 | $15.00 | 88,125 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-10-01 | 5,320 | $0.00 | 5,320 | $1.63 |
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-10-01 | 4,892 | $0.00 | 4,892 | $1.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
201,622 | 2020-06-02 | No | 4 | M | Direct | |
196,730 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.
- The option exercises and shares sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2014.