Filing Details
- Accession Number:
- 0001499416-14-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 16:15:48
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 15:15:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393400 | P Dominic Orr | 1344 Crossman Avenue Sunnyvale CA 94089 | President & C.e.o | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-01 | 100,000 | $2.25 | 275,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-01 | 100,000 | $20.59 | 175,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-02 | 100,000 | $2.25 | 275,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-02 | 100,000 | $20.50 | 175,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-01 | 100,000 | $0.00 | 100,000 | $2.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-02 | 100,000 | $0.00 | 100,000 | $2.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,352,143 | 2016-04-17 | No | 4 | M | Direct | |
| 2,252,143 | 2016-04-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,364,279 | Indirect | by Corporation |
| Common Stock | 50,000 | Indirect | by Foundation |
| Common Stock | 30,000 | Indirect | by Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person.
- Sales prices range from $20.41 per share to $21.46 per share. Sale price listed represents the weighted average sale price of all 100,000 shares sold.
- Sale prices range from $19.94 to $20.85 per share. Sale price listed represents the weighted average sale price of all 100,000 shares sold.
- 25% of the shares subject to the option will vest on April 18, 2007, and the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on April 18, 2010. The option is exercisable in full at any time, but the shares received upon exercise before vesting are subject to repurchase restrictions that lapse over time.
- This is not a reportable field.
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