Filing Details
- Accession Number:
- 0000905718-14-000647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 09:43:20
- Reporting Period:
- 2013-04-08
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 09:43:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614443 | Portfolio Segregated Trading Hyperion | C/O Tmf Ltd. Grand Pavillion Comm. Ctr 2Nd Fl., 802 West Bay Road, Po Box 10338 Grand Cayman E9 KY1-1003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-08 | 51,941 | $5.82 | 6,648,595 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-11 | 32,044 | $5.84 | 6,616,551 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-17 | 30,600 | $5.49 | 6,585,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-18 | 5,000 | $5.70 | 6,580,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-23 | 30,000 | $6.60 | 6,550,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-25 | 50,000 | $7.00 | 6,500,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-30 | 40,000 | $7.45 | 6,460,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-06 | 30,000 | $5.99 | 6,490,951 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-10 | 50,000 | $5.74 | 6,540,951 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-13 | 30,000 | $5.81 | 6,570,951 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-14 | 35,000 | $5.85 | 6,605,951 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-15 | 5,000 | $5.88 | 6,610,951 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-05-15 | 5,000 | $5.88 | 6,605,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-05-30 | 10,000 | $7.71 | 6,595,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-03 | 20,000 | $7.85 | 6,575,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-04 | 30,000 | $7.80 | 6,545,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-05 | 50,000 | $7.79 | 6,495,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-06 | 61,546 | $7.62 | 6,434,405 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-07 | 8,454 | $7.75 | 6,425,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-11 | 20,000 | $7.69 | 6,405,951 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-12 | 34,351 | $7.68 | 6,371,600 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-19 | 10,000 | $8.00 | 6,361,600 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-20 | 20,000 | $7.54 | 6,341,600 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-21 | 10,000 | $7.59 | 6,331,600 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-06-24 | 34,600 | $7.80 | 6,297,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-07-10 | 30,000 | $9.86 | 6,267,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-07-11 | 10,000 | $10.71 | 6,257,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 8,000 | $10.08 | 6,249,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-13 | 15,000 | $10.54 | 6,234,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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No | 4 | S | Direct | |
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Footnotes
- The shares of common stock, $0.001 par value per share (the "Common Shares"), of Raptor Pharmaceutical Corp., a Delaware corporation (the "Company"), reported herein were held by Hyperion Trading Segregated Portfolio (the "Reporting Person"), a segregated portfolio of Strategic Investment Tribes Fund SPC, a Cayman Islands exempted company registered as a segregated portfolio company, managed by Sequoia Asset Management S.A., a company organized under the laws of Switzerland ("Sequoia").
- The Common Shares reported herein represent transactions undertaken by the Reporting Person. Pursuant to Reg. Section 240.16a-1(a)(1), Sequoia, as the investment manager of the Reporting Person, is not deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia. In the event that Sequoia is deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia, pursuant to Reg. Section 240.16a-1(a)(2), its beneficial ownership is limited to its pecuniary interest, if any, in such Common Shares.
- This price represents the weighted average sale of the Common Shares on April 8, 2013, which were sold in multiple transactions ranging from $5.76 to $5.89, inclusive.
- This price represents the weighted average sale of the Common Shares on April 11, 2013, which were sold in multiple transactions ranging from $5.80 to $5.87, inclusive.
- This price represents the weighted average sale of the Common Shares on April 17, 2013, which were sold in multiple transactions ranging from $5.45 to $5.51, inclusive.
- This price represents the weighted average sale of the Common Shares on April 23, 2013, which were sold in multiple transactions ranging from $6.50 to $6.70, inclusive.
- This price represents the weighted average sale of the Common Shares on April 25, 2013, which were sold in multiple transactions ranging from $6.80 to $7.20, inclusive.
- This price represents the weighted average sale of the Common Shares on April 30, 2013, which were sold in multiple transactions ranging from $7.30 to $7.60, inclusive.
- This price represents the weighted average purchase of the Common Shares on May 6, 2013, which were purchased in multiple transactions ranging from $5.90 to $6.03, inclusive.
- This price represents the weighted average purchase of the Common Shares on May 10, 2013, which were purchased in multiple transactions ranging from $5.65 to $5.80, inclusive.
- This price represents the weighted average purchase of the Common Shares on May 13, 2013, which were purchase in multiple transactions ranging from $5.78 to $5.83, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 3, 2013, which were sold in multiple transactions ranging from $7.80 to $7.90, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 4, 2013, which were sold in multiple transactions ranging from $7.80 to $7.80, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 5, 2013, which were sold in multiple transactions ranging from $7.72 to $7.90, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 6, 2013, which were sold in multiple transactions ranging from $7.54 to $7.75, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 11, 2013, which were sold in multiple transactions ranging from $7.65 to $7.71, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 12, 2013, which were sold in multiple transactions ranging from $7.64 to $7.83, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on June 20, 2013, which were sold in multiple transactions ranging from $7.48 to $7.60, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on July 10, 2013, which were sold in multiple transactions ranging from $9.72 to $10.20, inclusive.
- This price represents the weighted average purchase sale of the Common Shares on August 6, 2013, which were sold in multiple transactions ranging from $10.08 to $10.09, inclusive.