Filing Details

Accession Number:
0000905718-14-000645
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 09:40:26
Reporting Period:
2013-01-02
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 09:40:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070698 Raptor Pharmaceutical Corp RPTP Pharmaceutical Preparations (2834) 860883978
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614443 Portfolio Segregated Trading Hyperion C/O Tmf Ltd. Grand Pavillion Comm. Ctr
2Nd Fl., 802 West Bay Road, Po Box 10338
Grand Cayman E9 KY1-1003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-02 11,500 $5.89 6,454,185 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-02 7,182 $5.98 6,447,003 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-03 5,568 $6.06 6,441,435 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-04 4,700 $6.10 6,436,735 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-07 1,800 $6.26 6,434,935 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-07 21,800 $6.16 6,456,735 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-08 23,977 $6.19 6,480,712 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-09 56,352 $6.13 6,537,064 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-01-16 4,400 $5.91 6,532,664 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-16 2,000 $5.75 6,534,664 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-17 7,000 $5.75 6,541,664 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-22 3,000 $5.70 6,544,664 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-28 24,500 $5.45 6,569,164 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-29 98,818 $5.42 6,667,982 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-01-30 69,455 $5.41 6,737,437 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-02-01 59,910 $5.49 6,797,347 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-02-05 26,000 $5.42 6,823,347 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-02-08 97,500 $5.18 6,920,847 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-02-25 5,250 $5.25 6,915,597 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-08 1,750 $5.34 6,913,847 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-11 10,000 $5.47 6,903,847 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-15 4,300 $5.98 6,899,547 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-22 47,777 $5.60 6,851,770 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-26 50,678 $5.65 6,801,092 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-03-27 19,160 $5.71 6,781,932 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-04 9,746 $6.00 6,772,186 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-05 71,650 $5.95 6,700,536 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares of common stock, $0.001 par value per share (the "Common Shares"), of Raptor Pharmaceutical Corp., a Delaware corporation (the "Company"), reported herein were held by Hyperion Trading Segregated Portfolio (the "Reporting Person"), a segregated portfolio of Strategic Investment Tribes Fund SPC, a Cayman Islands exempted company registered as a segregated portfolio company, managed by Sequoia Asset Management S.A., a company organized under the laws of Switzerland ("Sequoia").
  2. The Common Shares reported herein represent transactions undertaken by the Reporting Person. Pursuant to Reg. Section 240.16a-1(a)(1), Sequoia, as the investment manager of the Reporting Person, is not deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia. In the event that Sequoia is deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia, pursuant to Reg. Section 240.16a-1(a)(2), its beneficial ownership is limited to its pecuniary interest, if any, in such Common Shares.
  3. This price represents the weighted average purchase price of the Common Shares on January 2, 2013, which were purchased in multiple transactions ranging from $5.87 to $5.93, inclusive.
  4. This price represents the weighted average sale price of the Common Shares on January 2, 2013, which were sold in multiple transactions ranging from $5.95 to $5.99, inclusive.
  5. This price represents the weighted average sale price of the Common Shares on January 3, 2013, which were sold in multiple transactions ranging from $6.06 to $6.06, inclusive.
  6. This price represents the weighted average sale price of the Common Shares on January 4, 2013, which were sold in multiple transactions ranging from $6.07 to $6.15, inclusive.
  7. This price represents the weighted average purchase price of the Common Shares on January 7, 2013, which were purchased in multiple transactions ranging from $6.15 to $6.17, inclusive.
  8. This price represents the weighted average purchase price of the Common Shares on January 8, 2013, which were purchased in multiple transactions ranging from $6.16 to $6.24, inclusive.
  9. This price represents the weighted average purchase price of the Common Shares on January 9, 2013, which were purchased in multiple transactions ranging from $6.08 to $6.21, inclusive.
  10. This price represents the weighted average sale price of the Common Shares on January 16, 2013, which were sold in multiple transactions ranging from $5.90 to $5.93, inclusive.
  11. This price represents the weighted average purchase price of the Common Shares on January 16, 2013, which were purchased in multiple transactions ranging from $5.75 to $5.76, inclusive.
  12. This price represents the weighted average purchase price of the Common Shares on January 17, 2013, which were purchased in multiple transactions ranging from $5.74 to $5.75, inclusive.
  13. This price represents the weighted average purchase price of the Common Shares on January 22, 2013, which were purchased in multiple transactions ranging from $5.69 to $5.70, inclusive.
  14. This price represents the weighted average purchase price of the Common Shares on January 28, 2013, which were purchased in multiple transactions ranging from $5.42 to $5.47, inclusive.
  15. This price represents the weighted average purchase price of the Common Shares on January 29, 2013, which were purchased in multiple transactions ranging from $5.38 to $5.46, inclusive.
  16. This price represents the weighted average purchase price of the Common Shares on January 30, 2013, which were purchased in multiple transactions ranging from $5.37 to $5.42, inclusive.
  17. This price represents the weighted average purchase price of the Common Shares on February 1, 2013, which were purchased in multiple transactions ranging from $5.45 to $5.50, inclusive.
  18. This price represents the weighted average purchase price of the Common Shares on February 5, 2013, which were purchased in multiple transactions ranging from $5.38 to $5.49, inclusive.
  19. This price represents the weighted average purchase price of the Common Shares on February 8, 2013, which were purchased in multiple transactions ranging from $5.16 to $5.21, inclusive.
  20. This price represents the weighted average sale of the Common Shares on February 25, 2013, which were sold in multiple transactions ranging from $5.20 to $5.29, inclusive.
  21. This price represents the weighted average sale of the Common Shares on March 11, 2013, which were sold in multiple transactions ranging from $5.39 to $5.50, inclusive.
  22. This price represents the weighted average sale of the Common Shares on March 15, 2013, which were sold in multiple transactions ranging from $5.96 to $5.99, inclusive.
  23. This price represents the weighted average sale of the Common Shares on March 22, 2013, which were sold in multiple transactions ranging from $5.53 to $5.75, inclusive.
  24. This price represents the weighted average sale of the Common Shares on March 26, 2013, which were sold in multiple transactions ranging from $5.58 to $5.70, inclusive.
  25. This price represents the weighted average sale of the Common Shares on March 27, 2013, which were sold in multiple transactions ranging from $5.70 to $5.72, inclusive.
  26. This price represents the weighted average sale of the Common Shares on April 4, 2013, which were sold in multiple transactions ranging from $5.98 to $6.04, inclusive.
  27. This price represents the weighted average sale of the Common Shares on April 5, 2013, which were sold in multiple transactions ranging from $5.90 to $6.08, inclusive.