Filing Details
- Accession Number:
- 0000905718-14-000645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 09:40:26
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 09:40:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614443 | Portfolio Segregated Trading Hyperion | C/O Tmf Ltd. Grand Pavillion Comm. Ctr 2Nd Fl., 802 West Bay Road, Po Box 10338 Grand Cayman E9 KY1-1003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-02 | 11,500 | $5.89 | 6,454,185 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-01-02 | 7,182 | $5.98 | 6,447,003 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-01-03 | 5,568 | $6.06 | 6,441,435 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-01-04 | 4,700 | $6.10 | 6,436,735 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-01-07 | 1,800 | $6.26 | 6,434,935 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-07 | 21,800 | $6.16 | 6,456,735 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-08 | 23,977 | $6.19 | 6,480,712 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-09 | 56,352 | $6.13 | 6,537,064 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-01-16 | 4,400 | $5.91 | 6,532,664 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-16 | 2,000 | $5.75 | 6,534,664 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-17 | 7,000 | $5.75 | 6,541,664 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-22 | 3,000 | $5.70 | 6,544,664 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-28 | 24,500 | $5.45 | 6,569,164 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-29 | 98,818 | $5.42 | 6,667,982 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-01-30 | 69,455 | $5.41 | 6,737,437 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-02-01 | 59,910 | $5.49 | 6,797,347 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-02-05 | 26,000 | $5.42 | 6,823,347 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-02-08 | 97,500 | $5.18 | 6,920,847 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-02-25 | 5,250 | $5.25 | 6,915,597 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-08 | 1,750 | $5.34 | 6,913,847 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-11 | 10,000 | $5.47 | 6,903,847 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-15 | 4,300 | $5.98 | 6,899,547 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-22 | 47,777 | $5.60 | 6,851,770 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-26 | 50,678 | $5.65 | 6,801,092 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-03-27 | 19,160 | $5.71 | 6,781,932 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-04 | 9,746 | $6.00 | 6,772,186 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-05 | 71,650 | $5.95 | 6,700,536 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares of common stock, $0.001 par value per share (the "Common Shares"), of Raptor Pharmaceutical Corp., a Delaware corporation (the "Company"), reported herein were held by Hyperion Trading Segregated Portfolio (the "Reporting Person"), a segregated portfolio of Strategic Investment Tribes Fund SPC, a Cayman Islands exempted company registered as a segregated portfolio company, managed by Sequoia Asset Management S.A., a company organized under the laws of Switzerland ("Sequoia").
- The Common Shares reported herein represent transactions undertaken by the Reporting Person. Pursuant to Reg. Section 240.16a-1(a)(1), Sequoia, as the investment manager of the Reporting Person, is not deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia. In the event that Sequoia is deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Sequoia, pursuant to Reg. Section 240.16a-1(a)(2), its beneficial ownership is limited to its pecuniary interest, if any, in such Common Shares.
- This price represents the weighted average purchase price of the Common Shares on January 2, 2013, which were purchased in multiple transactions ranging from $5.87 to $5.93, inclusive.
- This price represents the weighted average sale price of the Common Shares on January 2, 2013, which were sold in multiple transactions ranging from $5.95 to $5.99, inclusive.
- This price represents the weighted average sale price of the Common Shares on January 3, 2013, which were sold in multiple transactions ranging from $6.06 to $6.06, inclusive.
- This price represents the weighted average sale price of the Common Shares on January 4, 2013, which were sold in multiple transactions ranging from $6.07 to $6.15, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 7, 2013, which were purchased in multiple transactions ranging from $6.15 to $6.17, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 8, 2013, which were purchased in multiple transactions ranging from $6.16 to $6.24, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 9, 2013, which were purchased in multiple transactions ranging from $6.08 to $6.21, inclusive.
- This price represents the weighted average sale price of the Common Shares on January 16, 2013, which were sold in multiple transactions ranging from $5.90 to $5.93, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 16, 2013, which were purchased in multiple transactions ranging from $5.75 to $5.76, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 17, 2013, which were purchased in multiple transactions ranging from $5.74 to $5.75, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 22, 2013, which were purchased in multiple transactions ranging from $5.69 to $5.70, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 28, 2013, which were purchased in multiple transactions ranging from $5.42 to $5.47, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 29, 2013, which were purchased in multiple transactions ranging from $5.38 to $5.46, inclusive.
- This price represents the weighted average purchase price of the Common Shares on January 30, 2013, which were purchased in multiple transactions ranging from $5.37 to $5.42, inclusive.
- This price represents the weighted average purchase price of the Common Shares on February 1, 2013, which were purchased in multiple transactions ranging from $5.45 to $5.50, inclusive.
- This price represents the weighted average purchase price of the Common Shares on February 5, 2013, which were purchased in multiple transactions ranging from $5.38 to $5.49, inclusive.
- This price represents the weighted average purchase price of the Common Shares on February 8, 2013, which were purchased in multiple transactions ranging from $5.16 to $5.21, inclusive.
- This price represents the weighted average sale of the Common Shares on February 25, 2013, which were sold in multiple transactions ranging from $5.20 to $5.29, inclusive.
- This price represents the weighted average sale of the Common Shares on March 11, 2013, which were sold in multiple transactions ranging from $5.39 to $5.50, inclusive.
- This price represents the weighted average sale of the Common Shares on March 15, 2013, which were sold in multiple transactions ranging from $5.96 to $5.99, inclusive.
- This price represents the weighted average sale of the Common Shares on March 22, 2013, which were sold in multiple transactions ranging from $5.53 to $5.75, inclusive.
- This price represents the weighted average sale of the Common Shares on March 26, 2013, which were sold in multiple transactions ranging from $5.58 to $5.70, inclusive.
- This price represents the weighted average sale of the Common Shares on March 27, 2013, which were sold in multiple transactions ranging from $5.70 to $5.72, inclusive.
- This price represents the weighted average sale of the Common Shares on April 4, 2013, which were sold in multiple transactions ranging from $5.98 to $6.04, inclusive.
- This price represents the weighted average sale of the Common Shares on April 5, 2013, which were sold in multiple transactions ranging from $5.90 to $6.08, inclusive.