Filing Details

Accession Number:
0000905718-14-000635
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 09:26:19
Reporting Period:
2012-11-21
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 09:26:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070698 Raptor Pharmaceutical Corp RPTP Pharmaceutical Preparations (2834) 860883978
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614443 Portfolio Segregated Trading Hyperion C/O Tmf Ltd. Grand Pavillion Comm. Ctr
2Nd Fl., 802 West Bay Road, Po Box 10338
Grand Cayman E9 KY1-1003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-21 40,000 $4.82 5,216,500 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-23 40,000 $4.98 5,256,500 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-26 10,500 $4.89 5,267,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-27 55,000 $4.99 5,322,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-28 20,000 $5.13 5,342,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-29 25,000 $5.15 5,367,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-11-30 20,000 $5.19 5,387,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-03 12,500 $5.26 5,399,500 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-05 15,000 $5.39 5,414,500 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-10 30,000 $5.17 5,444,500 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-11 73,393 $5.43 5,517,893 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-12 32,000 $5.59 5,549,893 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-13 16,750 $5.53 5,566,643 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-14 13,500 $5.61 5,580,143 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-17 61,000 $5.50 5,641,143 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-18 68,715 $5.65 5,709,858 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-19 80,350 $5.73 5,790,208 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-20 86,792 $5.93 5,877,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-21 77,485 $5.80 5,954,485 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-24 35,000 $5.23 5,989,485 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-26 15,850 $5.29 6,005,335 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-27 104,250 $5.24 6,109,585 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-28 90,425 $5.57 6,200,010 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-31 242,675 $5.75 6,442,685 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares of common stock, $0.001 par value per share (the "Common Shares"), of Raptor Pharmaceutical Corp., a Delaware corporation (the "Company"), reported herein were held by Hyperion Trading Segregated Portfolio (the "Reporting Person"), a segregated portfolio of Strategic Investment Tribes Fund SPC, a Cayman Islands exempted company registered as a segregated portfolio company, managed by Star Arrow Funds Expertise Ltd, a company organized under the laws of Anguilla ("Star").
  2. The Common Shares reported herein represent transactions undertaken by the Reporting Person. Pursuant to Reg. Section 240.16a-1(a)(1), Star, as the investment manager of the Reporting Person, is not deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Star. In the event that Star is deemed a beneficial owner of the Common Shares held by the Reporting Person or any other account managed by Star, pursuant to Reg. Section 240.16a-1(a)(2), its beneficial ownership is limited to its pecuniary interest, if any, in such Common Shares.
  3. This price represents the weighted average purchase price of the Common Shares on November 21, 2012, which were purchased in multiple transactions ranging from $4.74 to $4.88, inclusive.
  4. This price represents the weighted average purchase price of the Common Shares on November 23, 2012, which were purchased in multiple transactions ranging from $4.98 to $4.98, inclusive.
  5. This price represents the weighted average purchase price of the Common Shares on November 27, 2012, which were purchased in multiple transactions ranging from $4.96 to $5.00, inclusive.
  6. This price represents the weighted average purchase price of the Common Shares on November 28, 2012, which were purchased in multiple transactions ranging from $5.10 to $5.16, inclusive.
  7. This price represents the weighted average purchase price of the Common Shares on November 29, 2012, which were purchased in multiple transactions ranging from $5.14 to $5.16, inclusive.
  8. This price represents the weighted average purchase price of the Common Shares on November 30, 2012, which were purchased in multiple transactions ranging from $5.18 to $5.20, inclusive.
  9. This price represents the weighted average purchase price of the Common Shares on December 5, 2012, which were purchased in multiple transactions ranging from $5.39 to $5.40, inclusive.
  10. This price represents the weighted average purchase price of the Common Shares on December 10, 2012, which were purchased in multiple transactions ranging from $5.15 to $5.19, inclusive.
  11. This price represents the weighted average purchase price of the Common Shares on December 11, 2012, which were purchased in multiple transactions ranging from $5.23 to $5.75, inclusive.
  12. This price represents the weighted average purchase price of the Common Shares on December 12, 2012, which were purchased in multiple transactions ranging from $5.57 to $5.60, inclusive.
  13. This price represents the weighted average purchase price of the Common Shares on December 13, 2012, which were purchased in multiple transactions ranging from $5.52 to $5.54, inclusive.
  14. This price represents the weighted average purchase price of the Common Shares on December 14, 2012, which were purchased in multiple transactions ranging from $5.56 to $5.68, inclusive.
  15. This price represents the weighted average purchase price of the Common Shares on December 17, 2012, which were purchased in multiple transactions ranging from $5.44 to $5.57, inclusive.
  16. This price represents the weighted average purchase price of the Common Shares on December 18, 2012, which were purchased in multiple transactions ranging from $5.60 to $5.72, inclusive.
  17. This price represents the weighted average purchase price of the Common Shares on December 19, 2012, which were purchased in multiple transactions ranging from $5.64 to $5.80, inclusive.
  18. This price represents the weighted average purchase price of the Common Shares on December 20, 2012, which were purchased in multiple transactions ranging from $5.83 to $6.00, inclusive.
  19. This price represents the weighted average purchase price of the Common Shares on December 21, 2012, which were purchased in multiple transactions ranging from $5.72 to $5.90, inclusive.
  20. This price represents the weighted average purchase price of the Common Shares on December 24, 2012, which were purchased in multiple transactions ranging from $5.14 to $5.40, inclusive.
  21. This price represents the weighted average purchase price of the Common Shares on December 26, 2012, which were purchased in multiple transactions ranging from $5.23 to $5.42, inclusive.
  22. This price represents the weighted average purchase price of the Common Shares on December 27, 2013, which were purchased in multiple transactions ranging from $5.19 to $5.30, inclusive.
  23. This price represents the weighted average purchase price of the Common Shares on December 28, 2013, which were purchased in multiple transactions ranging from $5.44 to $5.73, inclusive.
  24. This price represents the weighted average purchase price of the Common Shares on December 31, 2013, which were purchased in multiple transactions ranging from $5.61 to $5.85, inclusive.