Filing Details
- Accession Number:
- 0001437749-11-000199
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 14:34:46
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 14:34:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021422 | Eastern Light Capital Inc. | ELC | Real Estate Investment Trusts (6798) | 943240473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166702 | R Dennis Konczal | 100 Pine Street Suite 2450 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-07-26 | 100 | $4.50 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-07-27 | 200 | $4.50 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-10-22 | 300 | $4.60 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-10-22 | 300 | $4.80 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-10-26 | 300 | $4.60 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-10-27 | 300 | $4.80 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-01 | 300 | $4.80 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-03 | 100 | $4.85 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-04 | 300 | $5.05 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-04 | 200 | $4.85 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-05 | 300 | $4.85 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-23 | 300 | $5.05 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-23 | 300 | $5.25 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-29 | 500 | $5.55 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-29 | 500 | $6.40 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-29 | 500 | $6.05 | 10,949 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-07-21 | 100 | $4.50 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-07-23 | 50 | $4.50 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-07-26 | 50 | $4.50 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-10-22 | 100 | $4.63 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-01 | 300 | $4.75 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-04 | 300 | $4.95 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-11-04 | 300 | $5.15 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-23 | 300 | $4.65 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-23 | 300 | $4.85 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-29 | 500 | $5.90 | 21,618 | No | 4 | S | Indirect | By CAAI |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-29 | 500 | $6.40 | 21,618 | No | 4 | S | Indirect | By CAAI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
No | 4 | S | Indirect | By CAAI |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2010-04-02 | 10,624 | $0.00 | 10,624 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-02 | No | 4 | J | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $9.06 | 2011-04-09 | 13,750 | 13,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-04-09 | 13,750 | 13,750 | Direct |
Footnotes
- The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
- The options were granted pursuant to various stock option agreements and are completely vested.
- In accordance with the terms of the respective stock option agreements, the unexercised options expired on this date.